RiskPilot
Audit Management Is Easy with Finovifi

What We Do
What Is RiskPilot ?
RiskPilot enables your auditors to focus on how you manage your risks, compliance, audit reports, audit recommendations and implementation of recommendations according to the financial institution’s strategy and risk appetite, promoting transparency, accountability, increased ROI while avoiding redundancies and additional risks.
Audit / Monitoring Checklists
Replace your old audit checklists with current / updated checklists which are integrated into the auditing process.
Organize Audits
Minimize time and maximize output for all audit / monitoring events including internal, outsourced, and regulatory audits.
Risk Assessment Templates
Develop institution wide risk assessments documenting the complete rating process (inherent, risk controls, and residual). Includes a follow-up process whereby you can schedule your next risk assessment and assign it to an employee.
You don’t have to start the risk assessment process from scratch each year - copy the previous year’s risk assessment and make edits.
Project Manager
Manage your next regulatory examination within RiskPilot.
The FFIEC Cybersecurity Assessment Tool (CAT) is being sunset leaving financial institutions with the challenge of creating their own risk assessments from scratch.
Risk Assessment Templates
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BSA Risk Template
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Complaint Management Risk Assessment
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Compliance Risk Management (Board/Senior Management Program & Institutional Program)
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Cybersecurity Risk Template
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Deposit Compliance Risk Assessment
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Digital Banking Risk Assessment
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Fair Lending Risk Template
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Internal Audit Risk Template
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Lending Compliance Risk Template
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OFAC Risk Assessment
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UDAAP Risk Assessment
These templates help banks meet regulatory expectations for documented, updated, and board-approved risk assessments.
Audit & Monitoring Checklists
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BSA AML Automated System Program Checklist
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CIP Policy, Testing, ID Theft Red Flags
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CTR, SAR, Monetary Instrument, OFAC Testing
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High-Risk Transaction EDD Checklist
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Adverse Action (Closed-End, Open-End, Commercial)
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ATR/QM, HMDA, RESPA Servicing, TILA, MLA
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Flood Zone Properties, Appraisal Standards, Fair Lending
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Reg CC, Reg E, Truth in Savings, Overdraft Protection
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CAN-SPAM, Privacy GLBA, Unlawful Internet Gambling (Reg GG)
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Cybersecurity Checklist
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IT General Controls, IT Operations, IT Management
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Vendor Management, Online/Mobile Banking, Website Reviews
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Business Continuity Plan (BCP)
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Garnishment of Accounts, Night Depository, Wire Transfers
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Participation Loans, OREO, Negotiable Collateral